CHN Investment Management Ltd

Date authorised
5 September 2023
Companies House
12032001
Last scraped
4 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    CHN House
    1 John Charles Way
    Gelderd Road
    Leeds
    West Yorkshire
    LS12 6QA
    UNITED KINGDOM
    Phone
    +4401133878240
    Web
    https://www.chnim.co.uk

  • Complaints Contact

    CHN House
    1 John Charles Way
    Gelderd Road
    Leeds
    West Yorkshire
    LS12 6QA
    UNITED KINGDOM
    Phone
    +4401133878240

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Professional, Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Professional, Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Professional, Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Eliot James Wilkinson

    IRN EJW01107

    • [FCA CF] Functions requiring qualifications (9 Sep 2024 to 31 Dec 2024)
  • Lee Michael Clayton

    IRN LMC00023

    • SMF1 Chief Executive (since 5 Sep 2023)
    • SMF16 Compliance Oversight (since 5 Sep 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 5 Sep 2023)
    • SMF3 Executive Director (since 5 Sep 2023)
  • Paul Stuart Naisbitt

    IRN PSN00010

    • SMF3 Executive Director (since 5 Sep 2023)
  • Peter Francis Simpson

    IRN PFS00012

    • SMF3 Executive Director (since 10 Jan 2025)
  • Richard Matthew Holmes

    IRN RHH00018

    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 31 Jan 2025)
    • SMF3 Executive Director (since 5 Sep 2023)
  • Sophie Frances Thornhill

    IRN SFT01023

    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 9 Sep 2024)
    • SMF3 Executive Director (since 5 Sep 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.