Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 5 Sep 2023)
    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2007)
    • CF1 Director (AR) (since 22 Mar 2007)
    • CF21 Investment Adviser (13 Dec 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (7 Jul 2004 to 13 Dec 2004)
    • CF4 Partner (AR) (7 Jul 2004 to 19 Apr 2005)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (6 Aug 2008 to 8 Dec 2019)
    • Employed By (since 22 Mar 2007)
    • Employed By (7 Jul 2004 to 28 Jun 2005)

Recent activity

Updates to this individual's record on the FCA register.

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