Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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CHN Investment Management Ltd
FRN 982710
- SMF3 Executive Director (since 5 Sep 2023)
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St. James's Place Wealth Management Plc
FRN 195351
- 11. Pension transfer specialist
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 1 Nov 2007)
- CF1 Director (AR) (since 22 Mar 2007)
- CF21 Investment Adviser (13 Dec 2004 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (7 Jul 2004 to 13 Dec 2004)
- CF4 Partner (AR) (7 Jul 2004 to 19 Apr 2005)
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- SMF27 Partner (since 9 Dec 2019)
- CF4 Partner (6 Aug 2008 to 8 Dec 2019)
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Clayton Holmes Naisbitt Limited
FRN 401571
- Employed By (since 22 Mar 2007)
- Employed By (7 Jul 2004 to 28 Jun 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.