Richard Matthew Holmes

Last updated
5 days ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CHN Investment Management Ltd

    FRN 982710

    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 31 Jan 2025)
    • SMF3 Executive Director (since 5 Sep 2023)
  • Clayton Holmes Naisbitt Financial Consultancy LLP

    FRN 485351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 29 Nov 2024)
    • [FCA CF] Client dealing (since 29 Nov 2024)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (6 Aug 2008 to 8 Dec 2019)
  • St. James's Place Wealth Management Plc

    FRN 195351

    • CF1 Director (AR) (since 16 Apr 2007)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 27 Nov 2024)
    • CF30 Customer (1 Nov 2007 to 27 Nov 2024)
    • CF21 Investment Adviser (13 Dec 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (7 Jul 2004 to 13 Dec 2004)
    • CF4 Partner (AR) (7 Jul 2004 to 16 Apr 2007)
  • Clayton Holmes Naisbitt Limited

    FRN 401571

    • Employed By (since 7 Jul 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.