Peter Francis Simpson

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CHN Investment Management Ltd

    FRN 982710

    • SMF3 Executive Director (since 10 Jan 2025)
  • Clayton Holmes Naisbitt Financial Consultancy LLP

    FRN 485351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 2 Mar 2020)
    • [FCA CF] Functions requiring qualifications (since 2 Mar 2020)
    • CF30 Customer (3 Jul 2013 to 8 Dec 2019)
  • SKIPTON FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 100013

    • CF30 Customer (1 Nov 2007 to 19 Oct 2012)
    • CF21 Investment Adviser (3 Nov 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (15 Mar 2004 to 3 Nov 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.