Sophie Frances Thornhill

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CHN Investment Management Ltd

    FRN 982710

    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 9 Sep 2024)
    • SMF3 Executive Director (since 5 Sep 2023)
  • Clayton Holmes Naisbitt Financial Consultancy LLP

    FRN 485351

    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 2 Mar 2020)
    • [FCA CF] Functions requiring qualifications (since 2 Mar 2020)
    • CF30 Customer (13 Jan 2014 to 8 Dec 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (8 Apr 2013 to 10 Jan 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.