Chetwood Wealth Management Ltd

• Principal Place of Business

  60 High St

  Wellington

  Somerset

  TA21 8RD

  UNITED KINGDOM

  Phone

  +4401823666809

  Web

  https://www.chetwoodwm.co.uk

• Complaints Contact

  60 High St

  Wellington

  Somerset

  TA21 8RD

  UNITED KINGDOM

  Phone

  +4401823666809

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• David Parker

  IRN DXP00008

  • CF30 Customer (1 Nov 2007 to 21 Feb 2008)
  • CF24 Pension Transfer Specialist (20 Feb 2007 to 31 Oct 2007)
  • CF21 Investment Adviser (18 Jan 2007 to 31 Oct 2007)
• Falon Alley

  IRN FXC20360

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • SMF3 Executive Director (5 Aug 2021 to 10 Nov 2025)
  • CF30 Customer (14 Sep 2019 to 8 Dec 2019)
• George Pendarves

  IRN GXP19524

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • Appointed representative dealing with clients for which they require qualification (since 12 Dec 2023)
  • CF30 Customer (since 12 Dec 2023)
  • [FCA CF] Client dealing (since 12 Dec 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (21 May 2021 to 16 Nov 2023)
  • SMF3 Executive Director (9 Dec 2019 to 6 Feb 2026)
  • CF1 Director (18 Nov 2019 to 8 Dec 2019)
• Graham Martyn Aspin

  IRN GMA00014

  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (21 May 2003 to 31 Oct 2007)
• Grant Thomas Hotson

  IRN GTH01036

  • SMF3 Executive Director (since 30 Sep 2025)
• Henry Amor

  IRN HXA00272

  • [FCA CF] Functions requiring qualifications (20 Feb 2024 to 16 Dec 2025)
  • [FCA CF] Client dealing (20 Feb 2024 to 16 Dec 2025)
• Howard Philip Barnes

  IRN HPB01030

  • SMF16 Compliance Oversight (since 16 Apr 2026)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 16 Apr 2026)
  • SMF3 Executive Director (since 16 Apr 2026)
• Ian Hilton Scott

  IRN IHS00002

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • Appointed representative dealing with clients for which they require qualification (since 1 Jan 2020)
  • [FCA CF] Client dealing (since 1 Jan 2020)
  • CF1 Director (AR) (since 8 Aug 2019)
  • CF30 Customer (since 13 Feb 2017)
• Jane Louise Mulford

  IRN JLM01145

  • SMF3 Executive Director (13 Apr 2022 to 16 Sep 2022)
• Joanne Reah

  IRN JXR01780

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 11. Pension transfer specialist
  • Appointed representative dealing with clients for which they require qualification (since 10 Jul 2024)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF3 Executive Director (5 Aug 2021 to 10 Nov 2025)
  • CF30 Customer (9 Jul 2014 to 8 Dec 2019)

• Chetwood Private Wealth Limited

  FRN 846194 · Appointed 19 Jul 2019

• Chetwood Review Service Limited (no longer appointed)

  FRN 1012823 · Appointed 14 Jun 2024 · Until 10 Jul 2025

No changes recorded yet.