Chetwood Wealth Management Ltd

• Principal Place of Business

  60 High St

  Wellington

  Somerset

  TA21 8RD

  UNITED KINGDOM

  Phone

  +4401823666809

  Web

  https://www.chetwoodwm.co.uk

• Complaints Contact

  60 High St

  Wellington

  Somerset

  TA21 8RD

  UNITED KINGDOM

  Phone

  +4401823666809

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• John Mark Stanbury

  IRN JMS00057

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2021)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (9 Dec 2003 to 31 Oct 2007)
• John Stanley Hosegood

  IRN JSH01107

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 30 Dec 2012)
  • CF21 Investment Adviser (11 Nov 2002 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 11 Nov 2002)
• Jonathan Huw Burden

  IRN JHB01127

  • [FCA CF] Functions requiring qualifications (5 Oct 2021 to 14 Apr 2023)
  • [FCA CF] Client dealing (5 Oct 2021 to 14 Apr 2023)
• Joseph Savage

  IRN JXS02618

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (17 Jan 2013 to 8 Dec 2019)
• Karen Ann Russell

  IRN KAR00016

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (13 Dec 2013 to 8 Dec 2019)
• Keith Edward Iles

  IRN KEI00001

  • CF30 Customer (12 Jan 2015 to 18 Nov 2016)
• Kevin James Caple

  IRN KJC00008

  • CF21 Investment Adviser (1 Dec 2001 to 20 Jan 2003)
• Lisa Nicole Pinch

  IRN LNW00002

  • CF30 Customer (20 Nov 2014 to 29 May 2015)
• Mark William Pendarves

  IRN MWP00001

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 19 Dec 2023)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF1 Chief Executive (25 Mar 2024 to 26 Jan 2026)
  • SMF9 Chair of the Governing Body (25 May 2021 to 25 Mar 2024)
  • SMF3 Executive Director (9 Dec 2019 to 28 May 2021)
  • SMF16 Compliance Oversight (9 Dec 2019 to 15 Nov 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 28 May 2021)
  • Responsible for Insurance Distribution (1 Oct 2018 to 28 May 2021)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 Dec 2001 to 8 Dec 2019)
  • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
  • CF3 Chief Executive (1 Dec 2001 to 8 Dec 2019)
• Matthew Maddock

  IRN MXM01392

  • [FCA CF] Functions requiring qualifications (22 Jan 2024 to 14 Dec 2025)
  • [FCA CF] Client dealing (22 Jan 2024 to 14 Dec 2025)

• Chetwood Private Wealth Limited

  FRN 846194 · Appointed 19 Jul 2019

• Chetwood Review Service Limited (no longer appointed)

  FRN 1012823 · Appointed 14 Jun 2024 · Until 10 Jul 2025

No changes recorded yet.