Chaucer Syndicates Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Lloyd's Syndicate Management

For All, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

Senior staff personally approved by the FCA to hold their roles here.

Lesley Susan Watkins
IRN LSW01013
- SMF11 Chair of the Audit Committee (since 31 Jan 2020)
Linda Cooke
IRN LXC54213
- [PRA CF] Key function holder (1 Oct 2021 to 1 Dec 2025)
Malcolm John Cox
IRN MJC01205
- CF2 Non Executive Director (1 Dec 2001 to 30 Sep 2010)
Mark Carmichael Graham
IRN MCG01023
- CF1 Director (1 Dec 2001 to 23 Jun 2009)
Martin James Gilbert
IRN MJG01142
- CF2 Non Executive Director (4 Nov 2009 to 1 Oct 2011)
Mary Alice Towndrow
IRN MAN01026
- CF2 Non Executive Director (11 Apr 2005 to 31 Dec 2005)
- CF1 Director (1 Dec 2001 to 11 Apr 2005)
Mauricio Clemente Carrillo
IRN MCC01141
- CF1 Director (24 Feb 2010 to 14 Feb 2017)
Michael Clifton
IRN MXC34253
- [PRA CF] Significant risk taker or Material risk taker (since 10 Dec 2018)
Michael George Dawson
IRN MGD01033
- [PRA CF] Significant risk taker or Material risk taker (since 10 Dec 2018)
Michael William Barker
IRN MWB01041
- CF2 Non Executive Director (6 Sep 2004 to 1 Jun 2006)

Smaller firms operating under this firm's FCA authorisation.

Chaucer Syndicate Services Limited
FRN 620417 · Appointed 4 Apr 2014
China Re Underwriting Agency Limited (no longer appointed)
FRN 647200 · Appointed 7 May 2019 · Until 30 Jun 2019
AXA AFRICA SPECIALTY RISKS SERVICES LIMITED (no longer appointed)
FRN 760528 · Appointed 7 Oct 2016 · Until 2 Dec 2021

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.