Mark Carmichael Graham

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

ANTARES MANAGING AGENCY LIMITED
FRN 506638
- SMF1 Chief Executive (since 4 Feb 2021)
- SMF4 Chief Risk (4 Feb 2021 to 9 Feb 2021)
- SMF7 Group Entity Senior Manager (13 May 2020 to 13 May 2020)
- SIMF7 Group Entity Senior Insurance Manager Function (16 Oct 2017 to 9 Dec 2018)
- SIMF4 Chief Risk Function (7 Mar 2016 to 16 Oct 2017)
- CF1 Director (16 May 2012 to 6 Mar 2016)
Chaucer Syndicates Limited (no longer approved here)
FRN 204915
- CF1 Director (1 Dec 2001 to 23 Jun 2009)

Updates to this individual's record on the FCA register.

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A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.