Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 9 Mar 2020)
    • [FCA CF] Significant management (since 9 Mar 2020)
  • RGI FUND MANAGEMENT LIMITED (no longer approved here)

    FRN 146873

    • Director of firm who is not a certification employee or a SMF manager (31 Oct 2022 to 28 Feb 2023)
  • abrdn Investment Management Limited (no longer approved here)

    FRN 188406

    • CF1 Director (14 Aug 2017 to 8 Dec 2019)
  • Standard Life Assurance Limited (no longer approved here)

    FRN 439567

    • SIMF7 Group Entity Senior Insurance Manager Function (14 Aug 2017 to 3 Sep 2018)
  • abrdn Fund Managers Limited (no longer approved here)

    FRN 121803

    • CF3 Chief Executive (8 Mar 2012 to 26 Jun 2014)
    • CF1 Director (23 Oct 2003 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
  • abrdn Investments Limited (no longer approved here)

    FRN 121891

    • CF3 Chief Executive (8 Mar 2012 to 26 Jun 2014)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 26 Jan 2004)
  • Chaucer Syndicates Limited (no longer approved here)

    FRN 204915

    • CF2 Non Executive Director (4 Nov 2009 to 1 Oct 2011)
  • abrdn Life and Pensions Limited (no longer approved here)

    FRN 187323

    • CF8 Apportionment and Oversight (6 Oct 2005 to 6 Mar 2016)
  • Asset Value Investors Limited (no longer approved here)

    FRN 119270

    • CF8 Apportionment and Oversight (1 Dec 2001 to 7 Oct 2003)
    • CF1 Director (1 Dec 2001 to 7 Oct 2003)

Recent activity

Updates to this individual's record on the FCA register.

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