Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF11 Chair of the Audit Committee (since 28 Jul 2022)
    • SMF11 Chair of the Audit Committee (since 31 Jan 2020)
    • SMF11 Chair of the Audit Committee (since 2 Nov 2018)
  • Braemar Securities Limited (no longer approved here)

    FRN 583277

    • CF2 Non Executive Director (10 Sep 2018 to 21 Oct 2019)
    • CF1 Director (2 Feb 2018 to 10 Sep 2018)
  • Calculus Capital Limited (no longer approved here)

    FRN 190854

    • CF10a CASS Oversight function (28 Nov 2017 to 31 Mar 2019)
    • CF11 Money Laundering Reporting (29 May 2012 to 2 Jun 2015)
    • CF30 Customer (1 Nov 2007 to 31 Mar 2019)
    • CF27 Investment Management (10 Dec 2002 to 31 Oct 2007)
    • CF1 Director (10 Dec 2002 to 31 Mar 2019)
  • Panmure Liberum Limited (no longer approved here)

    FRN 403721

    • CF2 Non Executive Director (4 Oct 2011 to 18 Jul 2017)
  • DB UK Bank Limited (no longer approved here)

    FRN 140848

    • CF21 Investment Adviser (1 Dec 2001 to 22 Jan 2002)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (1 Dec 2001 to 22 Jan 2002)

Recent activity

Updates to this individual's record on the FCA register.

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