Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • CF2 Non Executive Director (28 Aug 2014 to 8 Dec 2019)
    • CF3 Chief Executive (4 Feb 2014 to 28 Aug 2014)
    • Responsible for Insurance Mediation (4 Feb 2014 to 28 Aug 2014)
    • [PRA CF] Significant risk taker or Material risk taker (since 10 Dec 2018)
  • IQUW Syndicate Management Limited (no longer approved here)

    FRN 204851

    • CF2 Non Executive Director (24 Jul 2003 to 30 Sep 2004)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 24 Jul 2003)
    • CF1 Director (1 Dec 2001 to 24 Jul 2003)
    • CF3 Chief Executive (1 Dec 2001 to 24 Jul 2003)
  • Society of Lloyd's (no longer approved here)

    FRN 202761

    • CF2 Non Executive Director (1 Dec 2001 to 31 Dec 2002)
    • CF19 Significant Mgt (Financial Resources) (1 Dec 2001 to 31 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

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