Chase de Vere Independent Financial Advisers limited

• Principal Place of Business

  60 New Broad Street

  -

  London

  EC2M 1JJ

  UNITED KINGDOM

  Phone

  +442070651700

  Web

  http://www.chasedevere.co.uk

• Complaints Contact

  Chase De Vere I F A Group plc

  8 Exchange Quay

  Salford

  M5 3EJ

  UNITED KINGDOM

  Phone

  +4401618483498

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Arranges Asset Safekeeping

  For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stephen Roger Limbert

  IRN SRL00004

  • CF30 Customer (10 Aug 2015 to 8 Apr 2016)
• Stephen William Lacy

  IRN SWL00019

  • CF30 Customer (23 Nov 2007 to 27 Feb 2009)
• Stephen William Luke Quinn

  IRN SWQ00001

  • CF30 Customer (1 Nov 2007 to 16 Apr 2012)
  • CF21 Investment Adviser (7 Nov 2006 to 31 Oct 2007)
• Steven Anthony Leigh

  IRN SAL00011

  • CF30 Customer (1 Nov 2007 to 30 Nov 2007)
  • CF21 Investment Adviser (24 Nov 2006 to 31 Oct 2007)
• Steven Anthony Williams

  IRN SAW00080

  • CF21 Investment Adviser (7 Apr 2004 to 31 Jul 2006)
• Steven Charles Coles

  IRN SCC00013

  • CF30 Customer (1 Nov 2007 to 7 Apr 2008)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Steven Finlay

  IRN SXF01311

  • CF30 Customer (18 Dec 2017 to 30 Aug 2019)
• Steven Harvey Pye

  IRN SHP01015

  • CF30 Customer (11 Jun 2015 to 12 Jul 2017)
• Steven John Brown

  IRN SJB00059

  • CF21 Investment Adviser (23 Jan 2006 to 17 Aug 2007)
• Steven John Logan

  IRN SJL00031

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 Jul 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 29 Jul 2022)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (23 Nov 2006 to 31 Oct 2007)

• Jacqui Johnson (no longer appointed)

  FRN 490815 · Appointed 29 Oct 2008 · Until 3 Feb 2017

• Hatch (no longer appointed)

  FRN 490816 · Appointed 29 Oct 2008 · Until 3 Feb 2017

• SGH Martineau (no longer appointed)

  FRN 490778 · Appointed 28 Oct 2008 · Until 3 Feb 2017

• Symes Bains Broomer Solicitors (no longer appointed)

  FRN 490776 · Appointed 28 Oct 2008 · Until 3 Feb 2017

• Vale Solicitors Ltd (no longer appointed)

  FRN 490760 · Appointed 28 Oct 2008 · Until 3 Feb 2017

• Stones Solicitors (no longer appointed)

  FRN 490725 · Appointed 27 Oct 2008 · Until 3 Feb 2017

• Lee & Priestley LLP (no longer appointed)

  FRN 490626 · Appointed 23 Oct 2008 · Until 9 Feb 2021

• Naylor Wintersgill Chartered Accountants (no longer appointed)

  FRN 490627 · Appointed 23 Oct 2008 · Until 3 Feb 2017

• The Partners of the Private Office LLP (no longer appointed)

  FRN 490188 · Appointed 16 Oct 2008 · Until 31 Dec 2013

• Leo Abse & Cohen (no longer appointed)

  FRN 490148 · Appointed 15 Oct 2008 · Until 3 Feb 2017

No changes recorded yet.