Steven John Brown

• Clarity Wealth Management LLP

  FRN 575252

  • 21. Advising or arranging (bringing about) equity release transactions
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 25 May 2021)
  • [FCA CF] Client dealing (since 25 May 2021)
• QUILTER WEALTH LIMITED (no longer approved here)

  FRN 217742

  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 7 Jun 2021)
  • CF30 Customer (25 May 2012 to 7 Jun 2021)
• Charles Derby Wealth Management Limited (no longer approved here)

  FRN 535816

  • Employed By (12 Jun 2013 to 7 Jun 2021)
• Charles Derby Associates Wealth Management Ltd (no longer approved here)

  FRN 513083

  • Employed By (25 May 2012 to 7 Jun 2021)
• QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

  FRN 440703

  • CF30 Customer (21 May 2012 to 28 May 2012)
• Charles Derby Associates (no longer approved here)

  FRN 486140

  • Employed By (21 May 2012 to 28 May 2012)
• TenetConnect Limited (no longer approved here)

  FRN 149826

  • CF30 Customer (16 Mar 2011 to 15 May 2012)
• Merchant House Financial Services Ltd (no longer approved here)

  FRN 538416

  • Employed By (16 Mar 2011 to 15 May 2012)
• Chase de Vere Independent Financial Advisers limited (no longer approved here)

  FRN 137914

  • CF21 Investment Adviser (23 Jan 2006 to 17 Aug 2007)
• WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

  FRN 134753

  • CF21 Investment Adviser (14 Jan 2005 to 30 Sep 2005)

No changes recorded yet.