Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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RWA FP Ltd
FRN 978370
- (2)Employed By (since 7 Jul 2022)
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St. James's Place Wealth Management Plc
FRN 195351
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- 7. Giving personal recommendations on long-term care insurance contracts
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 11. Pension transfer specialist
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 21 Jul 2017)
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- Employed By (21 Jul 2017 to 1 May 2020)
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- CF30 Customer (11 Jun 2015 to 12 Jul 2017)
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- CF30 Customer (1 Aug 2008 to 15 Jun 2015)
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- (18)Employed By (1 Aug 2008 to 15 Jun 2015)
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- CF30 Customer (1 Nov 2007 to 22 May 2008)
- CF21 Investment Adviser (24 Aug 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (7 Mar 2006 to 24 Aug 2006)
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- CF30 Customer (1 Nov 2007 to 24 Jun 2008)
- CF21 Investment Adviser (17 Aug 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (18 Dec 2003 to 10 Mar 2006)
- CF22 Investment Adviser (Trainee) (20 May 2003 to 18 Dec 2003)
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- CF21 Investment Adviser (18 Dec 2003 to 10 Mar 2006)
- CF22 Investment Adviser (Trainee) (20 May 2003 to 18 Dec 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.