Chase de Vere Independent Financial Advisers limited

• Principal Place of Business

  60 New Broad Street

  -

  London

  EC2M 1JJ

  UNITED KINGDOM

  Phone

  +442070651700

  Web

  http://www.chasedevere.co.uk

• Complaints Contact

  Chase De Vere I F A Group plc

  8 Exchange Quay

  Salford

  M5 3EJ

  UNITED KINGDOM

  Phone

  +4401618483498

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Arranges Asset Safekeeping

  For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Navneet Kaur Seehra

  IRN NKS01032

  • CF30 Customer (13 Jul 2015 to 4 Nov 2016)
• Neal Steven Carew

  IRN NSC00007

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 22 May 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 22 May 2024)
  • CF30 Customer (18 Dec 2007 to 8 Dec 2019)
• Neil Douglas Shepherd

  IRN NDS00010

  • CF30 Customer (17 Aug 2015 to 2 Mar 2018)
• Neil Harrison

  IRN NXH00038

  • CF30 Customer (11 Dec 2007 to 13 May 2011)
• Neil Ivor John Hiscock

  IRN NIH00001

  • CF30 Customer (17 Feb 2012 to 14 Dec 2012)
• Neil Joseph Doherty

  IRN NXD00024

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2025)
  • CF30 Customer (10 Jun 2011 to 8 Dec 2019)
• Neil Leonard Michael Sims

  IRN NLS00001

  • CF21 Investment Adviser (31 Jul 2003 to 12 Oct 2007)
• Neil McGinley

  IRN CNM00004

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2023)
  • CF30 Customer (4 Oct 2013 to 8 Dec 2019)
• Neil Oliver Rushton

  IRN NOR01003

  • CF30 Customer (29 Oct 2008 to 30 Sep 2010)
• Neil Ross Wilkie

  IRN NRW01063

  • CF30 Customer (1 Jul 2010 to 30 Nov 2014)

• Scottish Mutual Customer Care Ltd (no longer appointed)

  FRN 463207 · Appointed 4 Feb 2009 · Until 26 Jun 2012

• Phoenix Customer Care Limited (no longer appointed)

  FRN 415488 · Appointed 4 Feb 2009 · Until 13 Apr 2010

• Stuart Wallace Financial Services (no longer appointed)

  FRN 495466 · Appointed 26 Jan 2009 · Until 10 Jan 2018

• Horrocks & Company (no longer appointed)

  FRN 494761 · Appointed 16 Jan 2009 · Until 3 Feb 2017

• Halliwell & Company (no longer appointed)

  FRN 494763 · Appointed 16 Jan 2009 · Until 3 Feb 2017

• Lindsay Management Services Limited (no longer appointed)

  FRN 493584 · Appointed 23 Dec 2008 · Until 3 Feb 2017

• Jeffrey J Best (no longer appointed)

  FRN 493441 · Appointed 22 Dec 2008 · Until 3 Feb 2017

• One Stop Mortgage Shop (no longer appointed)

  FRN 220854 · Appointed 28 Nov 2008 · Until 12 Jan 2017

• Bywaters Topham Philips Solicitors (no longer appointed)

  FRN 491627 · Appointed 18 Nov 2008 · Until 3 Feb 2017

• Brown Butler Chartered Accountants (no longer appointed)

  FRN 490788 · Appointed 29 Oct 2008 · Until 8 Feb 2011

No changes recorded yet.