Neil McGinley

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Chase de Vere Independent Financial Advisers limited (no longer approved here)

    FRN 137914

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2023)
    • CF30 Customer (4 Oct 2013 to 8 Dec 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Sep 2011 to 23 Mar 2012)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (30 Jun 2005 to 10 Feb 2006)
    • CF22 Investment Adviser (Trainee) (11 Jan 2005 to 30 Jun 2005)
  • Newcastle Financial Advisers Limited (no longer approved here)

    FRN 222899

    • (101)Employed By (2 May 2003 to 10 Dec 2004)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (1 Dec 2001 to 18 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.