Neil Leonard Michael Sims

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fairstone Wealth Management Limited

    FRN 188596

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (28 Apr 2015 to 8 Dec 2019)
  • Chase de Vere Independent Financial Advisers limited (no longer approved here)

    FRN 137914

    • CF21 Investment Adviser (31 Jul 2003 to 12 Oct 2007)
  • Beckett Financial Services Limited (no longer approved here)

    FRN 138104

    • CF8 Apportionment and Oversight (1 Dec 2001 to 30 Apr 2003)
    • CF3 Chief Executive (1 Dec 2001 to 30 Apr 2003)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 30 Apr 2003)
    • CF21 Investment Adviser (1 Dec 2001 to 30 Apr 2003)
    • CF1 Director (1 Dec 2001 to 30 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.