Chase de Vere Independent Financial Advisers limited

• Principal Place of Business

  60 New Broad Street

  -

  London

  EC2M 1JJ

  UNITED KINGDOM

  Phone

  +442070651700

  Web

  http://www.chasedevere.co.uk

• Complaints Contact

  Chase De Vere I F A Group plc

  8 Exchange Quay

  Salford

  M5 3EJ

  UNITED KINGDOM

  Phone

  +4401618483498

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Arranges Asset Safekeeping

  For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Kate Elizabeth Straker

  IRN KEK01015

  • [FCA CF] Manager of certification employee (since 18 Dec 2023)
• Kate Marie Thomas

  IRN KMM00016

  • CF30 Customer (21 Apr 2015 to 16 Oct 2015)
• Katherine McMahon

  IRN KSC01037

  • CF30 Customer (1 Jan 2009 to 18 Sep 2009)
• Kathleen Mary Gallagher

  IRN KMG00015

  • SMF1 Chief Executive (since 8 Sep 2022)
  • CF2 Non Executive Director (AR) (since 26 May 2022)
  • SMF18 Other Overall Responsibility (16 Apr 2020 to 8 Sep 2022)
  • CF30 Customer (1 Nov 2007 to 30 Apr 2015)
  • CF21 Investment Adviser (3 Jul 2006 to 31 Oct 2007)
• Keeley Ann Cooke

  IRN KAC00025

  • [FCA CF] Manager of certification employee (since 14 May 2024)
• Keith Baird Herd

  IRN KXH00037

  • CF21 Investment Adviser (10 Jan 2006 to 4 Jan 2007)
• Keith Graham Insole

  IRN KGI00001

  • CF30 Customer (2 Jul 2010 to 31 Dec 2012)
• Keith John Cartmel

  IRN KJC00002

  • CF30 Customer (1 Nov 2007 to 7 Nov 2008)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Keith John Halford

  IRN KJH00033

  • CF21 Investment Adviser (9 Jun 2006 to 9 Jun 2006)
• Keith Michael Parr

  IRN KMP00008

  • CF30 Customer (26 Aug 2010 to 21 Sep 2011)

• Financial Adviser Network Ltd (no longer appointed)

  FRN 576025 · Appointed 27 Feb 2012 · Until 3 Feb 2017

• The Hampden Partnership (no longer appointed)

  FRN 571645 · Appointed 21 Dec 2011 · Until 3 Feb 2017

• Stratfin 13 Ltd (no longer appointed)

  FRN 569164 · Appointed 18 Nov 2011 · Until 3 Feb 2017

• James Lavington (no longer appointed)

  FRN 553256 · Appointed 3 Nov 2011 · Until 3 Feb 2017

• XBA Commercial Finance Ltd (no longer appointed)

  FRN 567154 · Appointed 21 Oct 2011 · Until 3 Feb 2017

• DBM Plc (no longer appointed)

  FRN 560660 · Appointed 4 Aug 2011 · Until 9 Feb 2021

• Andy McGinn Private Clients (no longer appointed)

  FRN 556373 · Appointed 19 Jul 2011 · Until 20 Feb 2023

• Claire Louise Halliwell (no longer appointed)

  FRN 555715 · Appointed 11 Jul 2011 · Until 20 Feb 2023

• Napthens LLP (no longer appointed)

  FRN 553587 · Appointed 15 Jun 2011 · Until 3 Feb 2017

• Silks Legal Services (no longer appointed)

  FRN 551280 · Appointed 17 May 2011 · Until 3 Feb 2017

No changes recorded yet.