Keith Michael Parr

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Keith Parr

    FRN 758811

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Sole trader dealing with clients for which they require qualification (since 16 Nov 2020)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF30 Customer (3 Jan 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (3 Jan 2017 to 8 Dec 2019)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (2 Apr 2012 to 20 Jan 2017)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (13 Oct 2011 to 1 Apr 2012)
  • Charles Derby Wealth Management Limited (no longer approved here)

    FRN 535816

    • Employed By (13 Oct 2011 to 20 Jan 2017)
  • Chase de Vere Independent Financial Advisers limited (no longer approved here)

    FRN 137914

    • CF30 Customer (26 Aug 2010 to 21 Sep 2011)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • CF21 Investment Adviser (19 Jul 2006 to 29 Oct 2007)
    • CF22 Investment Adviser (Trainee) (4 Jan 2005 to 19 Jul 2006)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF21 Investment Adviser (19 Jul 2006 to 29 Oct 2007)
    • CF22 Investment Adviser (Trainee) (4 Jan 2005 to 19 Jul 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.