Kate Elizabeth Straker

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Chase de Vere Independent Financial Advisers limited
FRN 137914
- [FCA CF] Manager of certification employee (since 18 Dec 2023)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- Appointed representative dealing with clients for which they require qualification (1 Jun 2022 to 30 Nov 2023)
- CF1 Director (AR) (1 Mar 2022 to 10 Mar 2022)
- CF30 Customer (1 Mar 2022 to 30 Nov 2023)
Advance Mortgage Funding Limited (no longer approved here)
FRN 305008
- CF1 Director (AR) (15 Oct 2007 to 23 Nov 2023)
- CF4 Partner (AR) (4 Oct 2006 to 15 Oct 2007)
Kama Financial Solutions Ltd (no longer approved here)
FRN 457690
- (1)Employed By (4 Oct 2006 to 30 Nov 2023)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.