Chase de Vere Independent Financial Advisers limited

• Principal Place of Business

  60 New Broad Street

  -

  London

  EC2M 1JJ

  UNITED KINGDOM

  Phone

  +442070651700

  Web

  http://www.chasedevere.co.uk

• Complaints Contact

  Chase De Vere I F A Group plc

  8 Exchange Quay

  Salford

  M5 3EJ

  UNITED KINGDOM

  Phone

  +4401618483498

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Arranges Asset Safekeeping

  For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Christopher Mark Hulston

  IRN CMH01150

  • CF30 Customer (6 Jun 2016 to 31 Oct 2017)
• Christopher Mark McGonigle

  IRN CXM02025

  • CF30 Customer (11 Apr 2016 to 28 Mar 2017)
• Christopher Michael George Palmer

  IRN CXP00523

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 31 Mar 2023)
  • [FCA CF] Client dealing (since 31 Mar 2023)
• Christopher Needham

  IRN CXN00054

  • [FCA CF] Functions requiring qualifications (19 Oct 2022 to 10 May 2024)
  • [FCA CF] Client dealing (19 Oct 2022 to 10 May 2024)
• Christopher Parker

  IRN CXP01249

  • CF30 Customer (20 Apr 2017 to 9 Mar 2018)
• Christopher Patrick Joseph McKeating

  IRN CXM00646

  • [FCA CF] Functions requiring qualifications (9 May 2024 to 24 Mar 2025)
  • [FCA CF] Client dealing (9 May 2024 to 24 Mar 2025)
• Christopher Paul Bearfoot

  IRN CPB00001

  • CF30 Customer (1 Nov 2007 to 31 Mar 2008)
  • CF21 Investment Adviser (17 Jan 2007 to 31 Oct 2007)
• Christopher Paul Dwyer

  IRN CPD01062

  • [FCA CF] Manager of certification employee (since 14 Apr 2022)
  • [FCA CF] Client dealing (14 Apr 2022 to 31 Jul 2022)
  • [FCA CF] Functions requiring qualifications (14 Apr 2022 to 31 Jul 2022)
• Christopher Paul Willis

  IRN CPW00010

  • CF30 Customer (30 Jun 2015 to 14 Apr 2017)
  • CF21 Investment Adviser (8 Jul 2005 to 8 Jun 2007)
• Christopher Payton

  IRN CJP01110

  • CF30 Customer (1 Nov 2007 to 4 Jan 2008)
  • CF21 Investment Adviser (25 Jul 2006 to 31 Oct 2007)

• T J Williams (no longer appointed)

  FRN 486725 · Appointed 28 Jul 2008 · Until 3 Feb 2017

• Gowens Solicitors (no longer appointed)

  FRN 486528 · Appointed 25 Jul 2008 · Until 3 Feb 2017

• Smithson Law Firm LLP (no longer appointed)

  FRN 486520 · Appointed 25 Jul 2008 · Until 3 Feb 2017

• Martin Tolhurst Partnership (no longer appointed)

  FRN 486519 · Appointed 25 Jul 2008 · Until 3 Feb 2017

• Woolsey Morris & Kennedy Solicitors (no longer appointed)

  FRN 486192 · Appointed 16 Jul 2008 · Until 3 Feb 2017

• Murray Humphrey Solicitors (no longer appointed)

  FRN 486186 · Appointed 16 Jul 2008 · Until 3 Feb 2017

• H C Strategic Solutions (no longer appointed)

  FRN 486196 · Appointed 16 Jul 2008 · Until 3 Feb 2017

• Johnson Solicitors (no longer appointed)

  FRN 486156 · Appointed 16 Jul 2008 · Until 3 Feb 2017

• Stodart Solicitors (no longer appointed)

  FRN 486122 · Appointed 15 Jul 2008 · Until 6 Sep 2022

• MHH Partnership (no longer appointed)

  FRN 486118 · Appointed 15 Jul 2008 · Until 3 Feb 2017

No changes recorded yet.