Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Perspective (North West) Limited
FRN 229808
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- [FCA CF] Client dealing (since 9 Jan 2026)
- [FCA CF] Functions requiring qualifications (since 9 Jan 2026)
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PERSPECTIVE (SOUTH EAST) LIMITED
FRN 178690
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 7. Giving personal recommendations on long-term care insurance contracts
- [FCA CF] Functions requiring qualifications (since 2 Aug 2024)
- [FCA CF] Client dealing (since 2 Aug 2024)
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- [FCA CF] Client dealing (19 Oct 2022 to 10 May 2024)
- [FCA CF] Functions requiring qualifications (19 Oct 2022 to 10 May 2024)
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- Appointed representative dealing with clients for which they require qualification (26 Jan 2021 to 14 Jul 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.