Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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ValidPath Limited
FRN 197107
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Appointed representative dealing with clients for which they require qualification (since 24 Feb 2025)
- CF30 Customer (since 16 Feb 2025)
- CF4 Partner (AR) (since 16 Feb 2025)
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Be Wealth LLP
FRN 1024982
- Employed By (since 16 Feb 2025)
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- Employed By (7 Nov 2022 to 31 Jan 2025)
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- [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2025)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Jan 2025)
- CF30 Customer (29 Jun 2012 to 31 Jan 2025)
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- CF30 Customer (5 Feb 2008 to 8 Oct 2012)
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- CF30 Customer (1 Nov 2007 to 4 Jan 2008)
- CF21 Investment Adviser (25 Jul 2006 to 31 Oct 2007)
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- CF21 Investment Adviser (10 Dec 2004 to 9 Feb 2005)
- CF22 Investment Adviser (Trainee) (3 Feb 2003 to 10 Dec 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.