Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 24 Feb 2025)
    • CF30 Customer (since 16 Feb 2025)
    • CF4 Partner (AR) (since 16 Feb 2025)
  • Be Wealth LLP

    FRN 1024982

    • Employed By (since 16 Feb 2025)
  • Benchmark Financial Planning Limited (no longer approved here)

    FRN 227247

    • Employed By (7 Nov 2022 to 31 Jan 2025)
  • Best Practice IFA Group Limited (no longer approved here)

    FRN 223112

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2025)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Jan 2025)
    • CF30 Customer (29 Jun 2012 to 31 Jan 2025)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (5 Feb 2008 to 8 Oct 2012)
  • Chase de Vere Independent Financial Advisers limited (no longer approved here)

    FRN 137914

    • CF30 Customer (1 Nov 2007 to 4 Jan 2008)
    • CF21 Investment Adviser (25 Jul 2006 to 31 Oct 2007)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (10 Dec 2004 to 9 Feb 2005)
    • CF22 Investment Adviser (Trainee) (3 Feb 2003 to 10 Dec 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.