Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • CF30 Customer (since 7 Feb 2014)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 21 May 2024)
    • Employed By (since 7 Feb 2014)
    • Employed By (2 Dec 2008 to 31 Dec 2013)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF30 Customer (11 Nov 2010 to 31 Dec 2013)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF30 Customer (2 Dec 2008 to 16 Dec 2010)
  • MPI Financial Services Limited (no longer approved here)

    FRN 185863

    • (2)Employed By (10 Apr 2008 to 13 Nov 2008)
  • Chase de Vere Independent Financial Advisers limited (no longer approved here)

    FRN 137914

    • CF30 Customer (1 Nov 2007 to 31 Mar 2008)
    • CF21 Investment Adviser (17 Jan 2007 to 31 Oct 2007)
  • Liverpool Victoria Financial Advice Services Limited (no longer approved here)

    FRN 186890

    • CF21 Investment Adviser (13 Jun 2003 to 7 Sep 2005)
    • CF22 Investment Adviser (Trainee) (11 Sep 2002 to 13 Jun 2003)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF21 Investment Adviser (1 Dec 2001 to 27 Jun 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.