Christopher Mark McGonigle

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Charlcombe Partners Limited

    FRN 955830

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2022)
    • SMF3 Executive Director (since 9 Dec 2022)
    • [FCA CF] Functions requiring qualifications (since 3 Feb 2022)
    • [FCA CF] Client dealing (since 3 Feb 2022)
  • Chase de Vere Independent Financial Advisers limited (no longer approved here)

    FRN 137914

    • CF30 Customer (11 Apr 2016 to 28 Mar 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.