Charlcombe Partners Limited

• Principal Place of Business

  3 Green Lane

  Bagstone

  Wotton-under-Edge

  Gloucestershire

  GL12 8DD

  UNITED KINGDOM

  Phone

  +447957737630

• Complaints Contact

  49 Bye Mead

  Emersons Green

  Bristol

  Gloucestershire

  BS16 7DL

  UNITED KINGDOM

  Phone

  +447785384443

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alan Edward Loomes

  IRN AEL00001

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF16 Compliance Oversight (since 9 Dec 2022)
  • SMF3 Executive Director (since 9 Dec 2022)
  • [FCA CF] Functions requiring qualifications (since 3 Feb 2022)
  • [FCA CF] Client dealing (since 3 Feb 2022)
• Christopher Mark McGonigle

  IRN CXM02025

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • SMF3 Executive Director (since 9 Dec 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2022)
  • [FCA CF] Client dealing (since 3 Feb 2022)
  • [FCA CF] Functions requiring qualifications (since 3 Feb 2022)
• Helen Robbins

  IRN HXR08235

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 3 Jun 2024)
  • [FCA CF] Functions requiring qualifications (since 3 Jun 2024)
• Mark Andrew Fletcher

  IRN MAF00001

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 19 Jan 2022)
  • Responsible for Insurance Distribution (since 19 Jan 2022)
  • SMF3 Executive Director (since 19 Jan 2022)
  • [FCA CF] Client dealing (since 19 Jan 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (19 Jan 2022 to 13 Feb 2023)
  • SMF16 Compliance Oversight (19 Jan 2022 to 13 Feb 2023)
• Simon Porter

  IRN SXP02919

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF3 Executive Director (since 9 Dec 2022)
  • [FCA CF] Functions requiring qualifications (since 3 Feb 2022)
  • [FCA CF] Client dealing (since 3 Feb 2022)

No changes recorded yet.