Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Charlcombe Partners Limited
FRN 955830
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- SMF3 Executive Director (since 19 Jan 2022)
- [FCA CF] Client dealing (since 19 Jan 2022)
- Responsible for Insurance Distribution (since 19 Jan 2022)
- [FCA CF] Functions requiring qualifications (since 19 Jan 2022)
- SMF16 Compliance Oversight (19 Jan 2022 to 13 Feb 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (19 Jan 2022 to 13 Feb 2023)
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- (4)Employed By (26 Feb 2002 to 31 Dec 2003)
Recent activity
Updates to this individual's record on the FCA register.
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