CG Wealth Planning Limited

• Principal Place of Business

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075234500

  Web

  https://www.canaccord-wealth.com

• Complaints Contact

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075234500

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• David Anthony Smith

  IRN DXS00883

  • [FCA CF] Manager of certification employee (since 15 Jul 2024)
  • [FCA CF] Client dealing (since 31 Jul 2023)
• David Esfandi

  IRN DXE01099

  • SMF3 Executive Director (since 27 Mar 2024)
  • SMF1 Chief Executive (since 27 Mar 2024)
  • SMF1 Chief Executive (13 Aug 2021 to 24 Jan 2022)
  • SMF3 Executive Director (9 Dec 2019 to 24 Jan 2022)
  • CF1 Director (22 Jul 2019 to 8 Dec 2019)
• David James Whalley

  IRN DJW01434

  • CF28 Systems and controls (26 Nov 2013 to 1 Dec 2014)
  • CF29 Significant management (26 Nov 2013 to 1 Dec 2014)
• David John Till

  IRN DXT01187

  • CF1 Director (7 Aug 2013 to 1 Dec 2014)
• David Magnus Goodfellow

  IRN DMG00002

  • 11. Pension transfer specialist
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • Responsible for Insurance Distribution (since 10 Nov 2025)
  • [FCA CF] Material risk taker (since 30 Apr 2021)
  • [FCA CF] Functions requiring qualifications (since 2 Dec 2020)
  • [FCA CF] Client dealing (since 2 Dec 2020)
  • [FCA CF] Significant management (since 2 Dec 2020)
  • [FCA CF] Manager of certification employee (2 Dec 2020 to 9 Apr 2026)
• David Mark Rossell

  IRN DMR01084

  • [FCA CF] Client dealing (2 Dec 2020 to 26 Jun 2025)
  • [FCA CF] Functions requiring qualifications (2 Dec 2020 to 26 Jun 2025)
  • CF30 Customer (29 Oct 2014 to 8 Dec 2019)
• David Muncaster

  IRN DXM01496

  • [FCA CF] Significant management (since 28 Jul 2025)
• David john Francis Mayer

  IRN DXM00984

  • [FCA CF] Client dealing (since 30 Nov 2023)
• Debra Elaine Kay

  IRN DEK00010

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 2 Dec 2020)
  • [FCA CF] Functions requiring qualifications (since 2 Dec 2020)
  • [FCA CF] Manager of certification employee (since 2 Dec 2020)
  • CF30 Customer (28 Oct 2014 to 8 Dec 2019)
• Desiree Dawn Coetzee

  IRN DXC00157

  • [FCA CF] Client dealing (2 Dec 2020 to 6 Dec 2024)

No changes recorded yet.