Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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CG Wealth Planning Limited
FRN 594155
- [FCA CF] Significant management (since 28 Jul 2025)
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Canaccord Genuity Wealth Limited
FRN 194927
- [FCA CF] Significant management (since 27 Oct 2023)
- [FCA CF] Manager of certification employee (22 Sep 2021 to 19 Sep 2023)
- [FCA CF] Client dealing (22 Sep 2021 to 27 Oct 2023)
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- [FCA CF] Client dealing (9 Dec 2019 to 12 May 2021)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 May 2021)
- CF30 Customer (5 Jan 2015 to 8 Dec 2019)
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- CF1 Director (29 Apr 2013 to 9 Oct 2014)
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- CF30 Customer (26 Jan 2009 to 9 Oct 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.