David Esfandi

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CG Wealth Planning Limited

    FRN 594155

    • SMF1 Chief Executive (since 27 Mar 2024)
    • SMF3 Executive Director (since 27 Mar 2024)
    • SMF1 Chief Executive (13 Aug 2021 to 24 Jan 2022)
    • SMF3 Executive Director (9 Dec 2019 to 24 Jan 2022)
    • CF1 Director (22 Jul 2019 to 8 Dec 2019)
  • Canaccord Genuity Wealth Limited

    FRN 194927

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF1 Director (22 Apr 2016 to 8 Dec 2019)
    • CF30 Customer (11 Apr 2014 to 8 Dec 2019)
    • CF3 Chief Executive (11 Apr 2014 to 8 Dec 2019)
  • CANACCORD GENUITY ASSET MANAGEMENT LIMITED

    FRN 209741

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF3 Chief Executive (27 Nov 2019 to 8 Dec 2019)
    • CF1 Director (18 Sep 2017 to 8 Dec 2019)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 29 Nov 2011)
    • CF21 Investment Adviser (14 May 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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