CELF Advisors LLP

• Principal Place of Business

  1 St James's Market

  London

  SW1Y 4AH

  UNITED KINGDOM

  Phone

  +442078941200

  Web

  http://www.carlyle.com

• Complaints Contact

  The Carlyle Group

  1 St. James's Market

  London

  Westminster

  SW1Y 4AH

  UNITED KINGDOM

  Phone

  +442078943468

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Nicola Falcinelli

  IRN NXF01159

  • [FCA CF] Client dealing (since 29 Mar 2021)
  • [FCA CF] Material risk taker (29 Mar 2021 to 1 Dec 2022)
  • CF30 Customer (10 Jul 2019 to 9 Dec 2019)
  • CF4 Partner (10 Jul 2019 to 9 Dec 2019)
• Nilesh Bipin Desai

  IRN NBD01014

  • CF30 Customer (12 Nov 2010 to 1 Apr 2011)
• Oliver Lee Taylor

  IRN OXT00007

  • [FCA CF] Client dealing (since 22 Jan 2026)
• Pablo Mena

  IRN PXM00734

  • [FCA CF] Client dealing (since 8 Jan 2025)
• Paul O'Mahony

  IRN PXO00079

  • [FCA CF] Client dealing (since 25 Jan 2022)
• Pavlin Emilov Kumchev

  IRN PEK01029

  • CF30 Customer (28 Apr 2014 to 26 Feb 2019)
• Philip Alexander Wender

  IRN PAW01237

  • CF30 Customer (2 Jun 2014 to 29 Feb 2016)
• Philip Ernest Moore

  IRN PEM01063

  • [FCA CF] Client dealing (29 Mar 2021 to 15 Oct 2021)
  • [FCA CF] Material risk taker (29 Mar 2021 to 15 Oct 2021)
  • CF4 Partner (25 Mar 2019 to 9 Dec 2019)
  • CF30 Customer (1 Jun 2018 to 9 Dec 2019)
• Phillip Roy Bagguley

  IRN PRB01147

  • CF4 Partner (19 Dec 2013 to 6 Apr 2014)
  • CF30 Customer (10 May 2011 to 17 Dec 2014)
• Roberto Barzanti

  IRN RXB02849

  • [FCA CF] Client dealing (since 13 Jan 2026)

• Emerging Sovereign Partners UK LLP (no longer appointed)

  FRN 763985 · Appointed 9 Nov 2016 · Until 30 May 2017

No changes recorded yet.