Nicola Falcinelli

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CELF Advisors LLP

    FRN 531016

    • [FCA CF] Client dealing (since 29 Mar 2021)
    • [FCA CF] Material risk taker (29 Mar 2021 to 1 Dec 2022)
    • CF30 Customer (10 Jul 2019 to 9 Dec 2019)
    • CF4 Partner (10 Jul 2019 to 9 Dec 2019)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (24 Nov 2006 to 29 Aug 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (24 Nov 2006 to 29 Aug 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.