CELF Advisors LLP

• Principal Place of Business

  1 St James's Market

  London

  SW1Y 4AH

  UNITED KINGDOM

  Phone

  +442078941200

  Web

  http://www.carlyle.com

• Complaints Contact

  The Carlyle Group

  1 St. James's Market

  London

  Westminster

  SW1Y 4AH

  UNITED KINGDOM

  Phone

  +442078943468

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Sandy Su

  IRN SXS01270

  • [FCA CF] Client dealing (25 Apr 2023 to 2 Sep 2024)
• Solomon Lin

  IRN SXL00693

  • [FCA CF] Client dealing (since 21 Dec 2023)
• Stephen Robert Gough

  IRN SRG01076

  • CF30 Customer (1 Mar 2011 to 5 Apr 2013)
  • CF4 Partner (1 Mar 2011 to 5 Apr 2013)
• Stuart James MacKenzie

  IRN SJM01317

  • SMF1 Chief Executive (since 26 Feb 2024)
  • SMF27 Partner (since 4 Jan 2024)
  • [FCA CF] Material risk taker (since 29 Mar 2021)
  • [FCA CF] Client dealing (since 29 Mar 2021)
  • CF4 Partner (14 Dec 2010 to 9 Dec 2019)
  • CF30 Customer (12 Nov 2010 to 9 Dec 2019)
• Stuart Medlen

  IRN SXM02139

  • [FCA CF] Client dealing (since 11 Apr 2023)
• Szymon Maria Jaroszewski

  IRN SMJ01096

  • [FCA CF] Client dealing (since 29 Mar 2021)
  • [FCA CF] Material risk taker (since 29 Mar 2021)
  • CF4 Partner (4 Apr 2012 to 9 Dec 2019)
  • CF30 Customer (12 Nov 2010 to 9 Dec 2019)
• Tajinder Singh Sidhu

  IRN TSS01018

  • SMF27 Partner (9 Dec 2019 to 1 Dec 2022)
  • CF30 Customer (9 Jul 2018 to 8 Dec 2019)
  • CF4 Partner (9 Jul 2018 to 8 Dec 2019)
• Theodora Yoch

  IRN TXY00055

  • [FCA CF] Client dealing (since 22 Jan 2026)
• Thiago Felix

  IRN TXF00118

  • [FCA CF] Client dealing (since 29 Oct 2025)
• Thomas Sfeir

  IRN TXS04128

  • [FCA CF] Client dealing (since 28 May 2025)

• Emerging Sovereign Partners UK LLP (no longer appointed)

  FRN 763985 · Appointed 9 Nov 2016 · Until 30 May 2017

No changes recorded yet.