Philip Ernest Moore

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ares Management Limited (no longer approved here)

    FRN 455547

    • [FCA CF] Client dealing (21 Nov 2023 to 19 Jun 2025)
    • [FCA CF] Material risk taker (21 Nov 2023 to 19 Jun 2025)
  • Ares Management UK Limited (no longer approved here)

    FRN 613497

    • [FCA CF] Material risk taker (21 Nov 2023 to 19 Jun 2025)
    • [FCA CF] Client dealing (21 Nov 2023 to 19 Jun 2025)
  • CELF Advisors LLP (no longer approved here)

    FRN 531016

    • [FCA CF] Material risk taker (29 Mar 2021 to 15 Oct 2021)
    • [FCA CF] Client dealing (29 Mar 2021 to 15 Oct 2021)
    • CF4 Partner (25 Mar 2019 to 9 Dec 2019)
    • CF30 Customer (1 Jun 2018 to 9 Dec 2019)
  • HPS Investment Partners (UK) LLP (no longer approved here)

    FRN 482237

    • CF30 Customer (8 Aug 2014 to 8 May 2018)
  • DRC Savills Investment Management LLP (no longer approved here)

    FRN 574874

    • CF30 Customer (27 Jun 2012 to 3 Jun 2014)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (4 Oct 2006 to 23 Mar 2007)
    • CF22 Investment Adviser (Trainee) (9 Mar 2005 to 4 Oct 2006)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (4 Oct 2006 to 23 Mar 2007)
    • CF22 Investment Adviser (Trainee) (9 Mar 2005 to 4 Oct 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.