Capula Investment Management LLP

• Principal Place of Business

  7 Clarges Street

  London

  W1J 8AE

  UNITED KINGDOM

  Phone

  +4402070710900

  Web

  https://www.capulaglobal.com

• Complaints Contact

  7 Clarges Street

  London

  W1J 8AE

  UNITED KINGDOM

  Phone

  +4402070710900

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Daniel Farquet

  IRN DXF01650

  • CF30 Customer (19 Sep 2017 to 25 Feb 2019)
• Daniel Gerber

  IRN DJG01126

  • [FCA CF] Manager of certification employee (23 Aug 2022 to 30 Jun 2024)
  • [FCA CF] Material risk taker (25 May 2022 to 30 Jun 2024)
  • [FCA CF] Significant management (25 May 2022 to 30 Jun 2024)
  • [FCA CF] Client dealing (3 Feb 2021 to 30 Jun 2024)
• Daniela Cusumano

  IRN DXC00913

  • [FCA CF] Client dealing (since 31 Jul 2025)
• Danny Chang

  IRN DXC02650

  • [FCA CF] Client dealing (3 Feb 2021 to 5 Apr 2022)
  • CF30 Customer (19 Aug 2019 to 8 Dec 2019)
• David Allen Sobotka

  IRN DAS01243

  • CF4 Partner (13 Oct 2015 to 3 Dec 2019)
• David Buttle

  IRN DXB01771

  • CF30 Customer (28 Apr 2017 to 20 Nov 2017)
• David Dymov

  IRN DXD01366

  • [FCA CF] Significant management (since 25 Jan 2022)
  • [FCA CF] Manager of certification employee (since 12 Dec 2019)
  • [FCA CF] Material risk taker (since 12 Dec 2019)
  • [FCA CF] Client dealing (since 12 Dec 2019)
  • CF4 Partner (30 Jan 2017 to 3 Dec 2019)
  • CF30 Customer (20 Aug 2012 to 8 Dec 2019)
• David Eliezer Herzberg

  IRN DXH01316

  • [FCA CF] Manager of certification employee (11 Oct 2022 to 22 Dec 2022)
• David Gang Cheng Gu

  IRN DGG01023

  • CF3 Chief Executive (10 Sep 2012 to 18 Jun 2013)
  • CF4 Partner (12 Oct 2011 to 31 May 2017)
  • CF30 Customer (12 Oct 2011 to 14 Aug 2015)
• David Pannepacker

  IRN DXP27487

  • SMF27 Partner (6 Apr 2020 to 30 Apr 2021)

No changes recorded yet.