Daniel Gerber

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Capula Investment Management LLP (no longer approved here)

    FRN 433422

    • [FCA CF] Manager of certification employee (23 Aug 2022 to 30 Jun 2024)
    • [FCA CF] Significant management (25 May 2022 to 30 Jun 2024)
    • [FCA CF] Material risk taker (25 May 2022 to 30 Jun 2024)
    • [FCA CF] Client dealing (3 Feb 2021 to 30 Jun 2024)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Manager of certification employee (1 Mar 2017 to 24 Mar 2019)
    • [FCA CF] Material risk taker (4 Nov 2016 to 24 Mar 2019)
    • [FCA CF] Client dealing (1 Nov 2016 to 24 Mar 2019)
    • CF30 Customer (27 Aug 2015 to 6 Mar 2016)
  • Zelof & Partners LLP (no longer approved here)

    FRN 596483

    • CF30 Customer (16 Feb 2015 to 24 Aug 2015)
    • CF4 Partner (16 Feb 2015 to 24 Aug 2015)
  • MUFG Securities EMEA plc (no longer approved here)

    FRN 124512

    • CF21 Investment Adviser (5 Oct 2005 to 4 May 2007)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF21 Investment Adviser (8 Apr 2004 to 22 Apr 2005)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF21 Investment Adviser (24 Nov 2003 to 22 Apr 2005)

Recent activity

Updates to this individual's record on the FCA register.

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