David Gang Cheng Gu

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Horizon Asset LLP

    FRN 622004

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (22 Mar 2021 to 27 Nov 2025)
    • SMF27 Partner (9 Dec 2019 to 21 Mar 2021)
    • CF30 Customer (20 Mar 2018 to 8 Dec 2019)
    • CF4 Partner (20 Mar 2018 to 8 Dec 2019)
  • Capula Investment Management LLP (no longer approved here)

    FRN 433422

    • CF3 Chief Executive (10 Sep 2012 to 18 Jun 2013)
    • CF30 Customer (12 Oct 2011 to 14 Aug 2015)
    • CF4 Partner (12 Oct 2011 to 31 May 2017)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF29 Significant management (9 Apr 2010 to 23 Jun 2011)
    • CF30 Customer (5 Jan 2009 to 23 Jun 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.