Horizon Asset LLP

• Principal Place of Business

  70 Pall Mall

  London

  SW1Y 5ES

  UNITED KINGDOM

  Phone

  +4402072973500

  Web

  https://www.horizon-asset.co.uk

• Complaints Contact

  70 Pall Mall

  London

  SW1Y 5ES

  UNITED KINGDOM

  Phone

  +4402072973500

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alternative Funds

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• . Horizon Asset Limited

  IRN XXH01121

  • SMF27 Partner (9 Dec 2019 to 21 Mar 2021)
  • CF4 Partner (21 Jul 2014 to 8 Dec 2019)
• Adam Brian Sappern

  IRN ABS01024

  • CF30 Customer (21 Jul 2014 to 27 Mar 2015)
• Alan Marburg Zeigler

  IRN AMZ01002

  • SMF27 Partner (9 Dec 2019 to 28 Feb 2021)
  • CF4 Partner (21 Jul 2014 to 8 Dec 2019)
• Andrew John Derry

  IRN AJD01163

  • [FCA CF] Client dealing (since 1 Apr 2026)
  • [FCA CF] Significant management (1 Mar 2021 to 31 Dec 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2021)
  • CF30 Customer (6 Nov 2017 to 8 Dec 2019)
• Boris Claude Le Deist

  IRN BCL01028

  • [FCA CF] Client dealing (7 Sep 2021 to 14 Jan 2022)
• David Gang Cheng Gu

  IRN DGG01023

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (22 Mar 2021 to 27 Nov 2025)
  • SMF27 Partner (9 Dec 2019 to 21 Mar 2021)
  • CF30 Customer (20 Mar 2018 to 8 Dec 2019)
  • CF4 Partner (20 Mar 2018 to 8 Dec 2019)
• David Yuk Kei Ko

  IRN DYK01001

  • CF30 Customer (21 Jul 2014 to 8 Dec 2019)
• Davina Louise Keynes Guinness

  IRN DXG08639

  • SMF17 Money Laundering Reporting Officer (MLRO) (13 Jan 2021 to 1 Apr 2022)
  • SMF16 Compliance Oversight (13 Jan 2021 to 1 Apr 2022)
• Emad Samih Taktak

  IRN EST01009

  • [FCA CF] Client dealing (16 Feb 2021 to 31 Dec 2021)
• Emmanuel Dana Machayekhi

  IRN EXM00112

  • SMF27 Partner (23 Sep 2021 to 1 Apr 2022)
  • [FCA CF] Manager of certification employee (7 Sep 2021 to 1 Apr 2022)
  • [FCA CF] Significant management (1 Mar 2021 to 23 Sep 2021)
  • [FCA CF] Material risk taker (1 Mar 2021 to 23 Sep 2021)

No changes recorded yet.