David Eliezer Herzberg

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Capula Investment Management LLP (no longer approved here)

    FRN 433422

    • [FCA CF] Manager of certification employee (11 Oct 2022 to 22 Dec 2022)
  • Eisler Capital (UK) Ltd (no longer approved here)

    FRN 709654

    • SMF3 Executive Director (29 Nov 2021 to 14 Feb 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 14 Feb 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 14 Feb 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 14 Feb 2022)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF29 Significant management (1 Nov 2007 to 24 Sep 2010)
    • CF30 Customer (1 Nov 2007 to 24 Sep 2010)
    • CF16 Significant Mgt (Desgntd Investment Business) (11 Jul 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (10 Dec 2003 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 24 Sep 2010)
    • CF29 Significant management (1 Nov 2007 to 24 Sep 2010)
    • CF16 Significant Mgt (Desgntd Investment Business) (11 Jul 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (13 May 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.