Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Significant management (since 25 Jan 2022)
    • [FCA CF] Client dealing (since 12 Dec 2019)
    • [FCA CF] Manager of certification employee (since 12 Dec 2019)
    • [FCA CF] Material risk taker (since 12 Dec 2019)
    • CF4 Partner (30 Jan 2017 to 3 Dec 2019)
    • CF30 Customer (20 Aug 2012 to 8 Dec 2019)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (1 Nov 2007 to 16 Jul 2012)
    • CF21 Investment Adviser (5 Dec 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.