Capula Investment Management LLP

• Principal Place of Business

  7 Clarges Street

  London

  W1J 8AE

  UNITED KINGDOM

  Phone

  +4402070710900

  Web

  https://www.capulaglobal.com

• Complaints Contact

  7 Clarges Street

  London

  W1J 8AE

  UNITED KINGDOM

  Phone

  +4402070710900

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manuel Wallner

  IRN MXW00361

  • [FCA CF] Client dealing (30 Sep 2022 to 1 Feb 2024)
• Marco Lamothe

  IRN MXL00437

  • [FCA CF] Client dealing (11 Jul 2022 to 9 Jan 2023)
• Maria Elizabeth Higgins

  IRN MEH01077

  • CF30 Customer (20 Sep 2018 to 31 Jan 2019)
• Mark Alan Panter

  IRN MXP01310

  • [FCA CF] Client dealing (12 Mar 2024 to 10 Jan 2025)
• Mark Dragten

  IRN MPD01097

  • [FCA CF] Client dealing (30 Apr 2020 to 9 Jul 2021)
• Mark Jason Barnett

  IRN MXB01745

  • [FCA CF] Client dealing (since 6 Feb 2026)
  • [FCA CF] Significant management (since 3 Feb 2022)
  • [FCA CF] Material risk taker (since 22 Mar 2021)
  • CF30 Customer (1 Nov 2007 to 13 Dec 2010)
  • CF27 Investment Management (21 Nov 2005 to 31 Oct 2007)
  • CF26 Customer Trading (5 Sep 2005 to 31 Oct 2007)
  • CF4 Partner (5 Sep 2005 to 3 Dec 2019)
• Mark Powell

  IRN MXP00366

  • [FCA CF] Material risk taker (since 24 May 2022)
  • [FCA CF] Manager of certification employee (since 24 May 2022)
  • [FCA CF] Significant management (since 24 May 2022)
  • SMF27 Partner (25 Jun 2021 to 24 May 2022)
  • [FCA CF] Significant management (22 Mar 2021 to 24 Jun 2021)
• Mark Thomas Berry

  IRN MXB01504

  • CF30 Customer (18 Feb 2013 to 7 Jul 2015)
• Mark Timothy Thorpe

  IRN MTT01024

  • CF30 Customer (10 Sep 2012 to 1 Oct 2018)
• Martin Lenz

  IRN MXL00725

  • [FCA CF] Client dealing (since 27 Jan 2025)

No changes recorded yet.