Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Cross Ocean Adviser LLP
FRN 755396
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF27 Partner (9 Dec 2019 to 10 Jan 2023)
- [FCA CF] Significant management (9 Dec 2019 to 10 Jan 2023)
- [FCA CF] Material risk taker (9 Dec 2019 to 10 Jan 2023)
- CF30 Customer (1 Feb 2017 to 8 Dec 2019)
- CF4 Partner (1 Feb 2017 to 8 Dec 2019)
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- CF30 Customer (29 Jan 2016 to 1 Mar 2017)
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- CF30 Customer (18 Feb 2013 to 7 Jul 2015)
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- CF4 Partner (23 Jun 2010 to 31 Dec 2012)
- CF30 Customer (23 Jun 2010 to 31 Dec 2012)
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- CF30 Customer (23 Jan 2009 to 13 Nov 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.