Cross Ocean Adviser LLP

• Principal Place of Business

  Cross Ocean Adviser LLP

  2 St James's Market

  London

  London

  SW1Y 4AH

  UNITED KINGDOM

  Phone

  +442076536206

  Web

  https://www.crossoceanpartners.com

• Complaints Contact

  Cross Ocean Adviser LLP

  2 St James's Market

  London

  London

  SW1Y 4AH

  UNITED KINGDOM

  Phone

  +442076536206

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• . Cross Ocean (UK) Limited

  IRN XXC01298

  • SMF27 Partner (since 23 Jun 2023)
• Andrew Jonathan Aitken

  IRN AJA01191

  • SMF27 Partner (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • CF4 Partner (14 Jun 2018 to 8 Dec 2019)
  • CF10 Compliance Oversight (31 Jul 2017 to 29 Jul 2019)
  • CF11 Money Laundering Reporting (31 Jul 2017 to 29 Jul 2019)
  • CF30 Customer (1 Feb 2017 to 8 Dec 2019)
• Arnaud Paul Jean C L Beernaert

  IRN APB01210

  • [FCA CF] Client dealing (since 13 Jan 2025)
• Charlotte Katharina Marianne Rahn

  IRN CXR01704

  • [FCA CF] Client dealing (since 3 Jun 2024)
• Christopher Steven Zander

  IRN CSZ01001

  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Feb 2017 to 8 Dec 2019)
  • CF4 Partner (1 Feb 2017 to 8 Dec 2019)
• GEORGE DAVID JOSEPH SANDERS

  IRN GDS01107

  • [FCA CF] Client dealing (since 13 Jan 2025)
• Gary Edward Alexander Erskine

  IRN GEE01017

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • CF30 Customer (6 Oct 2017 to 8 Dec 2019)
• Graham Campbell Goldsmith

  IRN GXG01368

  • CF4 Partner (1 Feb 2017 to 15 Nov 2019)
  • CF3 Chief Executive (1 Feb 2017 to 15 Nov 2019)
  • CF30 Customer (1 Feb 2017 to 8 Dec 2019)
• Guy Beeston

  IRN GAB01079

  • SMF27 Partner (since 19 Mar 2022)
• Helene Regine Isselstein

  IRN HXI00032

  • [FCA CF] Significant management (since 10 Jan 2023)
  • [FCA CF] Client dealing (since 5 Sep 2022)

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