Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 6 Feb 2026)
    • [FCA CF] Significant management (since 3 Feb 2022)
    • [FCA CF] Material risk taker (since 22 Mar 2021)
    • CF30 Customer (1 Nov 2007 to 13 Dec 2010)
    • CF27 Investment Management (21 Nov 2005 to 31 Oct 2007)
    • CF4 Partner (5 Sep 2005 to 3 Dec 2019)
    • CF26 Customer Trading (5 Sep 2005 to 31 Oct 2007)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF26 Customer Trading (28 Aug 2002 to 3 Aug 2004)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF26 Customer Trading (28 Aug 2002 to 3 Aug 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.