Capital Research Company UK Branch

• Principal Place of Business

  1 Paddington Square

  London

  W2 1GL

  UNITED KINGDOM

  Phone

  +442078645000

  Web

  https://www.capitalgroup.com

• Complaints Contact

  1 Paddington Square

  London

  W2 1GL

  UNITED KINGDOM

  Phone

  +442078645000

• P2P Lending Advice

  For Professional

• Investment Advice (no pensions)

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Ricardo V. Torres

  IRN RVT01009

  • CF30 Customer (6 Jan 2016 to 8 Dec 2019)
• Richard David Hugh Tennant

  IRN RDT01050

  • [FCA CF] Client dealing (28 Sep 2020 to 31 Jan 2025)
  • CF30 Customer (8 Feb 2019 to 8 Dec 2019)
• Richard Michalak

  IRN RXM01608

  • [FCA CF] Client dealing (28 Sep 2022 to 30 Jun 2025)
  • [FCA CF] Proprietary trader (28 Sep 2020 to 27 Sep 2022)
• Richmond Wolf

  IRN RXW00687

  • [FCA CF] Client dealing (since 27 Aug 2025)
• Robert Kenneth Beale

  IRN RXB00349

  • [FCA CF] Client dealing (28 Sep 2020 to 22 Mar 2021)
• Robert Mark Burgess

  IRN RMB01228

  • [FCA CF] Client dealing (since 28 Sep 2020)
  • CF30 Customer (7 Apr 2016 to 8 Dec 2019)
• Robert Whitney Lovelace

  IRN RWL01065

  • [FCA CF] Client dealing (28 Sep 2020 to 3 Jun 2024)
  • SMF3 Executive Director (9 Dec 2019 to 2 Jan 2024)
  • CF30 Customer (25 Nov 2013 to 8 Dec 2019)
  • CF1 Director (30 Sep 2013 to 8 Dec 2019)
• Robin Hugh Turner

  IRN RHT01050

  • [FCA CF] Material risk taker (since 1 Jan 2023)
  • [FCA CF] Significant management (since 28 Sep 2022)
  • [FCA CF] Material risk taker (28 Sep 2020 to 27 Sep 2022)
  • [FCA CF] CASS oversight function (28 Sep 2020 to 27 Sep 2022)
  • CF28 Systems and controls (11 Jul 2018 to 8 Dec 2019)
• Ruby Nithyanand

  IRN RXN00251

  • [FCA CF] Significant management (since 4 Dec 2024)
  • [FCA CF] Material risk taker (since 4 Dec 2024)
• Russell John McCracken

  IRN RJM01365

  • [FCA CF] Client dealing (28 Sep 2022 to 29 May 2025)
  • [FCA CF] Proprietary trader (28 Sep 2020 to 27 Sep 2022)
  • CF30 Customer (12 Mar 2015 to 8 Dec 2019)

No changes recorded yet.