Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Capital International Limited (no longer approved here)

    FRN 119193

    • [FCA CF] Client dealing (28 Sep 2022 to 29 May 2025)
    • [FCA CF] Proprietary trader (28 Sep 2020 to 27 Sep 2022)
    • CF30 Customer (1 Nov 2007 to 12 Mar 2015)
    • CF26 Customer Trading (21 Feb 2005 to 31 Oct 2007)
  • Capital Research Company UK Branch (no longer approved here)

    FRN 589644

    • [FCA CF] Client dealing (28 Sep 2022 to 29 May 2025)
    • [FCA CF] Proprietary trader (28 Sep 2020 to 27 Sep 2022)
    • CF30 Customer (12 Mar 2015 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.