Capital Research Company UK Branch

• Principal Place of Business

  1 Paddington Square

  London

  W2 1GL

  UNITED KINGDOM

  Phone

  +442078645000

  Web

  https://www.capitalgroup.com

• Complaints Contact

  1 Paddington Square

  London

  W2 1GL

  UNITED KINGDOM

  Phone

  +442078645000

• P2P Lending Advice

  For Professional

• Investment Advice (no pensions)

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• AMOL SUBHASH Gogate

  IRN ASG01106

  • CF30 Customer (11 Jun 2015 to 14 Mar 2016)
• Aaron Espin Rojo

  IRN AXE01595

  • SMF19 Head of Overseas Branch/Head of Overseas (since 1 Jul 2025)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] CASS oversight function (28 Sep 2020 to 28 Sep 2022)
  • [FCA CF] Manager of certification employee (28 Sep 2020 to 28 Sep 2022)
  • [FCA CF] Material risk taker (28 Sep 2020 to 28 Sep 2022)
  • [FCA CF] Significant management (28 Sep 2020 to 28 Sep 2022)
  • SMF16 Compliance Oversight (9 Dec 2019 to 1 Jul 2025)
  • CF1 Director (1 Mar 2018 to 8 Dec 2019)
  • CF10 Compliance Oversight (5 Nov 2015 to 8 Dec 2019)
• Abdul Wahid Butt

  IRN AWB01092

  • [FCA CF] Client dealing (since 28 Sep 2020)
  • CF30 Customer (30 Sep 2013 to 8 Dec 2019)
• Abinaya Mahatma

  IRN AXM87650

  • [FCA CF] Client dealing (1 Oct 2023 to 31 Dec 2024)
• Aidan W O'Connell

  IRN AXO19297

  • [FCA CF] Manager of certification employee (28 Sep 2020 to 1 Dec 2023)
  • [FCA CF] Client dealing (28 Sep 2020 to 27 Sep 2025)
  • CF30 Customer (28 Aug 2019 to 8 Dec 2019)
• Akram Kassim

  IRN AXK01482

  • [FCA CF] Client dealing (28 Sep 2022 to 30 Jun 2025)
  • [FCA CF] Proprietary trader (28 Sep 2020 to 27 Sep 2022)
  • CF30 Customer (12 Mar 2015 to 8 Dec 2019)
• Alastair Dawe

  IRN AXD12332

  • [FCA CF] Client dealing (28 Sep 2022 to 30 Jun 2025)
  • [FCA CF] Proprietary trader (28 Sep 2020 to 27 Sep 2022)
  • CF30 Customer (13 Mar 2019 to 8 Dec 2019)
• Alastair Douglas William Clarke

  IRN ADC01087

  • [FCA CF] Client dealing (28 Sep 2022 to 30 Jun 2025)
  • [FCA CF] Proprietary trader (28 Sep 2020 to 28 Sep 2022)
  • CF30 Customer (12 Mar 2015 to 8 Dec 2019)
• Alexander James Ruaridh Collins

  IRN AJC01603

  • [FCA CF] Client dealing (10 Mar 2023 to 20 Sep 2024)
• Alina Jelamschi

  IRN AXJ01586

  • [FCA CF] Client dealing (since 19 Oct 2020)

No changes recorded yet.