Alastair Douglas William Clarke

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Capital International Limited
FRN 119193
- [FCA CF] Client dealing (since 28 Sep 2022)
- [FCA CF] Proprietary trader (28 Sep 2020 to 28 Sep 2022)
- CF30 Customer (1 Nov 2007 to 12 Mar 2015)
- CF26 Customer Trading (21 Sep 2005 to 31 Oct 2007)
Capital Research Company UK Branch (no longer approved here)
FRN 589644
- [FCA CF] Client dealing (28 Sep 2022 to 30 Jun 2025)
- [FCA CF] Proprietary trader (28 Sep 2020 to 28 Sep 2022)
- CF30 Customer (12 Mar 2015 to 8 Dec 2019)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- CF21 Investment Adviser (8 Aug 2005 to 15 Aug 2005)
J.P. Morgan Europe Limited (no longer approved here)
FRN 124579
- CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- CF21 Investment Adviser (1 Dec 2001 to 15 Aug 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.