Capital Research Company UK Branch
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
1 Paddington SquareLondonW2 1GLUNITED KINGDOM- Phone
- +442078645000
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Complaints Contact
1 Paddington SquareLondonW2 1GLUNITED KINGDOM- Phone
- +442078645000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Professional
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Investment Advice (no pensions)
For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Manages Your Portfolio
For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Alison Dorothea Fletcher
IRN ADF01087
- [FCA CF] Client dealing (28 Sep 2020 to 14 Jun 2023)
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Amir Kayvan Larizadeh
IRN AKL01035
- CF30 Customer (25 Jul 2014 to 11 Dec 2015)
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Amy Jane Halford
IRN AJH01597
- [FCA CF] Client dealing (28 Sep 2020 to 14 Jun 2023)
- [FCA CF] CASS oversight function (28 Sep 2020 to 28 Sep 2022)
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Ana Reynal Baeza
IRN AXR00396
- [FCA CF] Client dealing (since 25 May 2021)
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Andraz Razen
IRN AXR01847
- [FCA CF] Client dealing (since 28 Sep 2020)
- CF30 Customer (30 Sep 2013 to 8 Dec 2019)
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Andrei Vallejo Margarit
IRN AVM01043
- [FCA CF] Client dealing (since 28 Sep 2020)
- CF30 Customer (23 Nov 2017 to 8 Dec 2019)
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Andrew Cormack
IRN AXC02050
- [FCA CF] Client dealing (since 28 Sep 2020)
- CF30 Customer (12 Dec 2018 to 8 Dec 2019)
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Andrew Francis Barth
IRN AFB01040
- CF1 Director (30 Sep 2013 to 24 Jun 2016)
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Andrew Hamish Forsyth
IRN AHF01011
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] CASS oversight function (28 Sep 2020 to 28 Sep 2022)
- [FCA CF] Manager of certification employee (28 Sep 2020 to 28 Sep 2022)
- [FCA CF] Material risk taker (28 Sep 2020 to 28 Sep 2022)
- [FCA CF] Significant management (28 Sep 2020 to 28 Sep 2022)
- CF28 Systems and controls (30 Sep 2013 to 8 Dec 2019)
- CF1 Director (30 Sep 2013 to 8 Dec 2019)
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Andrius Isciukas
IRN AXI01286
- [FCA CF] Client dealing (since 1 Sep 2025)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.