Capital Research Company UK Branch

Date authorised
30 September 2013
Companies House
BR002162
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Paddington Square
    London
    W2 1GL
    UNITED KINGDOM
    Phone
    +442078645000
  • Complaints Contact

    1 Paddington Square
    London
    W2 1GL
    UNITED KINGDOM
    Phone
    +442078645000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Professional

  • Investment Advice (no pensions)

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alison Dorothea Fletcher

    IRN ADF01087

    • [FCA CF] Client dealing (28 Sep 2020 to 14 Jun 2023)
  • Amir Kayvan Larizadeh

    IRN AKL01035

    • CF30 Customer (25 Jul 2014 to 11 Dec 2015)
  • Amy Jane Halford

    IRN AJH01597

    • [FCA CF] Client dealing (28 Sep 2020 to 14 Jun 2023)
    • [FCA CF] CASS oversight function (28 Sep 2020 to 28 Sep 2022)
  • Ana Reynal Baeza

    IRN AXR00396

    • [FCA CF] Client dealing (since 25 May 2021)
  • Andraz Razen

    IRN AXR01847

    • [FCA CF] Client dealing (since 28 Sep 2020)
    • CF30 Customer (30 Sep 2013 to 8 Dec 2019)
  • Andrei Vallejo Margarit

    IRN AVM01043

    • [FCA CF] Client dealing (since 28 Sep 2020)
    • CF30 Customer (23 Nov 2017 to 8 Dec 2019)
  • Andrew Cormack

    IRN AXC02050

    • [FCA CF] Client dealing (since 28 Sep 2020)
    • CF30 Customer (12 Dec 2018 to 8 Dec 2019)
  • Andrew Francis Barth

    IRN AFB01040

    • CF1 Director (30 Sep 2013 to 24 Jun 2016)
  • Andrew Hamish Forsyth

    IRN AHF01011

    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] CASS oversight function (28 Sep 2020 to 28 Sep 2022)
    • [FCA CF] Manager of certification employee (28 Sep 2020 to 28 Sep 2022)
    • [FCA CF] Material risk taker (28 Sep 2020 to 28 Sep 2022)
    • [FCA CF] Significant management (28 Sep 2020 to 28 Sep 2022)
    • CF28 Systems and controls (30 Sep 2013 to 8 Dec 2019)
    • CF1 Director (30 Sep 2013 to 8 Dec 2019)
  • Andrius Isciukas

    IRN AXI01286

    • [FCA CF] Client dealing (since 1 Sep 2025)

Recent activity

Updates to this firm's record on the FCA register.

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